SEC Form 4 · accession 0001001606-16-000103
BLOUNT INTERNATIONAL INC · BLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald D Johnson
Officer — President - FRAG Division
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2016 | M | 1,999 | $0.00 | A | 3,175 | D | |
| Common Stock | Apr 1, 2016 | F | 575 | $9.97 | D | 2,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | $0.00 | Apr 1, 2016 | M | 1,999 | D | Apr 1, 2016 | — | Common Stock | 1,999 | 171,235 | D |
Explanation of responses
- F1The Restricted Stock Units ("RSUs") were granted under the 2006 Equity Incentive Plan approved by shareholders on April 25, 2006.
- F2RSUs vested in twelve (12) equal quarterly installments and were restricted until the final vesting installment of April 1, 2016.
- F3Shares reflecting the RSUs transferred on April 1, 2016 do not have an expiration date.