SEC Form 4 · accession 0001413160-15-000037
PERICOM SEMICONDUCTOR CORP · PSEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Cheung
Other
Period of report
Mar 11, 2015
Accepted (ET)
Mar 12, 2015 · 11:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | M | 1,188 | $9.42 | A | 20,027 | D | |
| Common Stock | Mar 11, 2015 | S | 1,188 | $15.2848 | D | 18,839 | D | |
| Common Stock | Mar 11, 2015 | M | 2,000 | $9.42 | A | 20,839 | D | |
| Common Stock | Mar 11, 2015 | S | 2,000 | $15.263 | D | 18,839 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $9.42 | Mar 11, 2015 | M | 1,188 | D | Jun 1, 2011 | Jun 1, 2020 | Common Stock | 1,188 | 2,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $9.42 | Mar 11, 2015 | M | 2,000 | D | Jun 1, 2011 | Jun 1, 2020 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Option vested 25% after the first year and monthly vested thereafter
Remarks
Exhibit List: Exhibit 24 - Power of Attorney