SEC Form 4 · accession 0001445525-15-000008
NWPX Infrastructure, Inc. · NWPX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Roman
Officer — Exec Chairman of the Board · Director
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | M | 2,000 | $22.07 | A | 46,580 | D | |
| Common StockF1 | May 8, 2015 | F | 1,934 | $22.83 | D | 44,646 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $22.07 | May 8, 2015 | M | 2,000 | D | May 10, 2005 | May 10, 2015 | Common Stock | 2,000 | 23,860 | D |
Explanation of responses
- F1Represents shares withheld by the issuer for payment of exercise cost consistent with company policy.