SEC Form 4 · accession 0001437749-18-022212
NWPX Infrastructure, Inc. · NWPX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Roman
Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2018 | S | 9,446 | $23.04 | D | 35,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option | $24.15 | holding | — | — | — | Mar 29, 2010 | Mar 29, 2020 | Common Stock | 19,860 | 19,860 | D |
| Incentive Stock Option | $24.15 | holding | — | — | — | Mar 29, 2010 | Mar 29, 2020 | Common Stock | 4,140 | 4,140 | D |