SEC Form 4 · accession 0001144204-15-021196
TG THERAPEUTICS, INC. · TGTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean A Power
Officer — CFO, Secretary and Treasurer
Period of report
Apr 1, 2015
Accepted (ET)
Apr 3, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2,F3 | Apr 1, 2015 | S | 12,800 | $15.50 | D | 510,526 | D | |
| COMMON STOCKF2,F3 | Apr 2, 2015 | S | 11,000 | $15.51 | D | 499,526 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of a total of 12,800 shares was made in order to satisfy Mr. Power's income tax withholding obligation upon the vesting of 25,000 shares of restricted stock on March 31, 2015.
- F2Represents the weighted average sales price.
- F3Includes shares of restricted Common Stock, which vest over various time periods.
- F4Sale of a total of 11,000 shares was made primarily to satisfy Mr. Power's income tax obligations from the under withholding of certain restricted stock vests in 2014 by the plan administrator.