SEC Form 4 · accession 0001225208-16-042402

· LXK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 29, 2016

Accepted (ET)

Nov 30, 2016 · 3:07 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001001288

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 29, 2016	D	46,705	$0.00	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Deferred Stock Units^F2	—	Nov 29, 2016	D	8,123	D	—	—	Class A Common Stock	8,123	D
Non Employee Director Stock Option^F3	$30.91	Nov 29, 2016	D	10,100	D	Apr 24, 2009	Apr 24, 2018	Class A Common Stock	10,100	D
Non Employee Director Stock Option^F4	$54.85	Nov 29, 2016	D	4,800	D	Apr 26, 2008	Apr 26, 2017	Class A Common Stock	4,800	D

F1Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest.
F2Represents deferred stock units, including associated dividend equivalent units, disposed of pursuant to the Merger Agreement in exchange for $40.50 cash per share, without interest.
F3Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option.
F4Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share.