SEC Form 4 · accession 0001225208-16-039538
LEXMARK INTERNATIONAL INC /KY/ · LXK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Patton
Officer — VP, Gen Counsel & Secretary
Period of report
Sep 16, 2016
Accepted (ET)
Sep 20, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 16, 2016 | A | 363 | $0.00 | A | 80,849 | D | |
| Class A Common Stock | holding | — | — | — | 13,695 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalent units (DEUs) accrued on restricted stock units (RSUs) and earned performance-based RSUs (PRSUs) granted to the Reporting Person under the Issuer's Stock Incentive Plans. DEUs are settled in shares of the Issuer's Class A Common Stock upon the vesting of the underlying RSUs or PRSUs.
- F237,061 of these securities are RSUs and earned PRSUs, including associated DEUs, which have not yet vested.