SEC Form 4 · accession 0001225208-16-033841
LEXMARK INTERNATIONAL INC /KY/ · LXK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Maples
Director
Period of report
May 20, 2016
Accepted (ET)
May 23, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | May 20, 2016 | A | 3,953 | $0.00 | A | 31,356 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Board of Directors' fees granted in restricted stock units (RSUs).
- F2Each RSU represents the right to receive one share of Class A Common Stock pursuant to the Issuer's 2005 Nonemployee Director Stock Plan. Based on the Reporting Person's continuous service as a Board member, the RSUs will become 100% vested on April 26, 2017, and 100% of such RSUs will settle on May 20, 2021.
- F311,909 of these securities are RSUs, including associated dividend equivalent units, which have not yet settled.