SEC Form 4 · accession 0001225208-16-028310
LEXMARK INTERNATIONAL INC /KY/ · LXK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Rooke
Officer — Chairman and CEO · Director
Period of report
Feb 24, 2016
Accepted (ET)
Feb 25, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 24, 2016 | F | 68,440 | $30.08 | D | 231,192 | D | |
| Class A Common Stock | holding | — | — | — | 650 | I | By 401(k) | |
| Class A Common Stock | holding | — | — | — | 188,064 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Registrant to satisfy the minimum statutory tax withholding requirements on the vesting of restricted stock units (RSUs), performance-based RSUs (PRSUs) and associated dividend equivalent units (DEUs).
- F2152,186 of these securities are RSUs and earned PRSUs, including associated DEUs, which have not yet vested.