SEC Form 4 · accession 0001225208-15-018376
LEXMARK INTERNATIONAL INC /KY/ · LXK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean Paul L Montupet
Director
Period of report
Sep 11, 2015
Accepted (ET)
Sep 15, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 11, 2015 | A | 321 | $0.00 | A | 41,574 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent UnitsF3,F4,F5 | — | Sep 11, 2015 | A | 98 | A | — | — | Class A Common Stock | 98 | 1,144 | D |
Explanation of responses
- F1Represents dividend equivalent units (DEUs) accrued on restricted stock units (RSUs) granted to the Reporting Person under the Issuer's 2005 Non-Employee Director Stock Plan. DEUs are settled in shares of the Issuer's Class A Common Stock upon the settlement of the underlying RSUs.
- F226,209 of these securities are RSUs, including associated DEUs, which have not yet settled.
- F3DEUs accrued on deferred stock units (DSUs) granted by the Issuer under the Issuer's 2005 Non-Employee Director Stock Plan in connection with the Reporting Person's deferral of board fees.
- F4Each DEU represents a right to receive one share of the Issuer's Class A Common Stock.
- F5DEUs are settled in shares of the Issuer's Class A Common Stock upon the settlement of the underlying DSUs.