SEC Form 4 · accession 0001225208-15-014662
LEXMARK INTERNATIONAL INC /KY/ · LXK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Hardis
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 1, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 30, 2015 | M | 1,857 | $0.00 | A | 118,282 | D | |
| Class A Common StockF1 | Jun 30, 2015 | D | 6 | $44.20 | D | 118,276 | D | |
| Class A Common StockF2 | Jul 1, 2015 | P | 559 | $44.599 | A | 118,835 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3,F4 | $0.00 | Jun 30, 2015 | M | 1,857 | D | Jun 30, 2015 | Jun 30, 2015 | Class A Common Stock | 1,857 | 0 | D |
Explanation of responses
- F1Cash settlement of fractional shares.
- F218,748 of these securities are restricted stock units, including associated dividend equivalent units, which have not yet settled.
- F31-for-1
- F4The deferred stock units were accrued under the Lexmark International, Inc. 2005 Nonemployee Director Stock Plan, are fully vested at all times and, unless further deferred, are entitled to be settled on June 30th of the fifth year following the year of grant.