SEC Form 4 · accession 0001225208-15-010309
LEXMARK INTERNATIONAL INC /KY/ · LXK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph E Gomory
Director
Period of report
Apr 21, 2015
Accepted (ET)
Apr 23, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Apr 21, 2015 | A | 3,483 | $0.00 | A | 45,614 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Board of Directors' fees granted in restricted stock units (RSUs).
- F2Each RSU represents the right to receive one share of Class A Common Stock pursuant to the Issuer's 2005 Nonemployee Director Stock Plan. Based on the Reporting Person's continuous service as a Board member, the RSUs will become 100% vested on April 20, 2016, and 100% of such RSUs will settle on April 21, 2020.
- F317,162 of these securities are RSUs, including associated DEUs, which have not yet settled.