SEC Form 4 · accession 0001225208-15-008043
LEXMARK INTERNATIONAL INC /KY/ · LXK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Fields
Director
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 13, 2015 | A | 157 | $0.00 | A | 33,285 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent UnitsF3,F4,F5 | — | Mar 13, 2015 | A | 24 | A | — | — | Class A Common Stock | 24 | 503 | D |
Explanation of responses
- F1Represents dividend equivalent units (DEUs) accrued on restricted stock units (RSUs) granted to the Reporting Person under the Issuer's 2005 Non-Employee Director Stock Plan. DEUs are settled in shares of the Issuer's Class A Common Stock upon the settlement of the underlying RSUs.
- F216,611 of these securities are RSUs, including associated DEUs, which have not yet settled.
- F3DEUs accrued on deferred stock units (DSUs) granted by the Issuer under the Issuer's 2005 Non-Employee Director Stock Plan in connection with the Reporting Person's deferral of board fees.
- F4Each DEU represents a right to receive one share of the Issuer's Class A Common Stock.
- F5DEUs are settled in shares of the Issuer's Class A Common Stock upon the settlement of the underlying DSUs.