SEC Form 4 · accession 0001225208-15-007242
LEXMARK INTERNATIONAL INC /KY/ · LXK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Rooke
Officer — Chairman and CEO · Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001288
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F1 | — | Mar 5, 2015 | A | 19,842 | A | Mar 5, 2020 | Mar 5, 2020 | Class A Common Stock | 19,842 | 19,842 | D |
| Deferred Stock UnitsF3,F1 | — | Mar 5, 2015 | A | 3,969 | A | Mar 5, 2020 | Mar 5, 2020 | Class A Common Stock | 3,969 | 23,811 | D |
Explanation of responses
- F1Each deferred stock unit (DSU) represents a right to receive one share of the Issuer's common stock.
- F2Represents an elective award of DSUs granted by the Issuer under the Issuer's 2013 Equity Compensation Plan in connection with the Reporting Person's deferral of compensation (the "Elective DSUs"). The Elective DSUs are fully vested at all times and, unless further deferred, will be settled on March 5, 2020.
- F3Represents a supplemental award of DSUs granted by the Issuer under the Issuer's 2013 Equity Compensation Plan with a value equal to 20% of the Reporting Person's elective DSUs (the "Supplemental DSUs"). The Supplemental DSUs will become fully vested and settled on March 5, 2020, subject to the Reporting Person's continuous employment with the Issuer through such vesting date.