SEC Form 4 · accession 0001225208-15-005758
LEXMARK INTERNATIONAL INC /KY/ · LXK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Patton
Officer — VP, Gen Counsel & Secretary
Period of report
Feb 24, 2015
Accepted (ET)
Feb 25, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Feb 24, 2015 | S | 5,940 | $43.6636 | D | 57,258 | D | |
| Class A Common Stock | holding | — | — | — | 13,702 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold to cover the tax liabilities related to the vesting and settlement of restricted stock units (RSUs), performance-based RSUs (PRSUs), and associated dividend equivalent units (DEUs) held by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.641 to $43.711, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F318,166 of these securities are RSUs and earned PRSUs, including associated DEUs, which have not yet vested.