SEC Form 4 · accession 0001001250-19-000014

ESTEE LAUDER COMPANIES INC · EL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP - Global Communications

Period of report

Dec 11, 2018

Accepted (ET)

Feb 14, 2019 · 12:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001001250

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 11, 2018	G	1,140	—	D	8,412	I	Through a revocable trust for the Reporting Person.
Class A Common Stock^F1	Feb 7, 2019	G	1,234	—	D	7,178	I	Through a revocable trust for the Reporting Person.
Class A Common Stock^F1	Feb 7, 2019	G	570	—	D	6,608	I	Through a revocable trust for the Reporting Person.
Class A Common Stock^F1	Feb 7, 2019	G	570	—	A	570	I	Held by spouse of Reporting Person
Class A Common Stock^F1	Feb 8, 2019	G	570	—	D	0	I	Held by spouse of Reporting Person
Class A Common Stock^F1	Feb 12, 2019	G	9,032	—	D	0	D
Class A Common Stock^F1	Feb 12, 2019	G	9,032	—	A	15,640	I	Through a revocable trust for the Reporting Person.
Class A Common Stock^F3	Feb 13, 2019	M	9,072	$77.35	A	9,072	D
Class A Common Stock^F4	Feb 13, 2019	M	8,726	$89.47	A	17,798	D
Class A Common Stock^F5	Feb 13, 2019	M	7,498	$107.95	A	25,296	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F1,F3	$77.35	Feb 13, 2019	M	9,072	D	Jan 1, 2017	Sep 4, 2025	Class A Common Stock	9,072	0	D
Option (right to buy)^F1,F4	$89.47	Feb 13, 2019	M	8,726	D	Jan 1, 2018	Sep 6, 2026	Class A Common Stock	8,726	8,726	D
Option (Right to Buy)^F1,F5	$107.95	Feb 13, 2019	M	7,498	D	Jan 1, 2019	Sep 5, 2027	Class A Common Stock	7,498	14,998	D

F1Not applicable.
F2Account for the Reporting Person retitled to a revocable trust account for the Reporting Person on July 26, 2018.
F3Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,071 shares exercisable from and after January 1, 2017; 9,071 shares exercisable from and after January 1, 2018; 9,072 shares exercisable from and after January 1, 2019.
F4Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,726 shares exercisable from and after January 1, 2018; 8,726 shares exercisable from and after January 1, 2019; 8,726 shares exercisable from and after January 1, 2020.
F5Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,498 shares exercisable from and after January 1, 2019; 7,499 shares exercisable from and after January 1, 2020; and 7,499 shares exercisable from and after January 1, 2021.