SEC Form 4 · accession 0001001250-19-000013
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Parsons
Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 12:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 12, 2019 | M | 3,813 | $70.68 | A | 3,813 | D | |
| Class A Common Stock | Feb 12, 2019 | M | 4,374 | $71.33 | A | 8,187 | D | |
| Class A Common StockF1,F2 | Feb 12, 2019 | S | 8,187 | $153.65 | D | 0 | D | |
| Class A Common Stock | holding | — | — | — | 4,442 | I | By Parsons Family Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $70.68 | Feb 12, 2019 | M | 3,813 | D | Nov 12, 2014 | Nov 12, 2023 | Class A Common Stock | 3,813 | 0 | D |
| Option (Right to Buy)F3,F4 | $71.33 | Feb 12, 2019 | M | 4,374 | D | Nov 14, 2015 | Nov 14, 2024 | Class A Common Stock | 4,374 | 0 | D |
Explanation of responses
- F1The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F2Sales prices range from $153.54 to $153.74 per share, inclusive.
- F3Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
- F4Not Applicable.