SEC Form 4 · accession 0001001250-19-000012
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fabrizio Freda
Officer — President and CEO · Director
Period of report
Feb 7, 2019
Accepted (ET)
Feb 8, 2019 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 7, 2019 | M | 98,262 | $29.04 | A | 171,436 | D | |
| Class A Common StockF2,F3 | Feb 7, 2019 | S | 91,862 | $152.16 | D | 79,574 | D | |
| Class A Common StockF2,F4 | Feb 7, 2019 | S | 6,400 | $152.81 | D | 73,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5,F1 | $29.04 | Feb 7, 2019 | M | 98,262 | D | Jan 1, 2012 | Sep 1, 2020 | Class A Common Stock | 98,262 | 0 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 82,754 shares exercisable from and after January 1, 2012; 82,754 shares exercisable from and after January 1, 2013; 82,754 shares exercisable from and after January 1, 2014, adjusted to reflect the stock split that occurred on January 20, 2012.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $151.75 to $152.74 per share, inclusive.
- F4Sales prices range from $152.75 to $152.93 per share, inclusive.
- F5Not applicable.