SEC Form 4 · accession 0001001250-19-000011
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael O'Hare
Officer — EVP-Global Human Resources
Period of report
Feb 6, 2019
Accepted (ET)
Feb 7, 2019 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 6, 2019 | M | 9,026 | $77.35 | A | 9,026 | D | |
| Class A Common StockF2 | Feb 6, 2019 | M | 9,594 | $89.47 | A | 18,620 | D | |
| Class A Common StockF3 | Feb 6, 2019 | M | 8,587 | $107.95 | A | 27,207 | D | |
| Class A Common StockF4,F5 | Feb 6, 2019 | S | 27,207 | $151.49 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F6 | $77.35 | Feb 6, 2019 | M | 9,026 | D | Jan 1, 2017 | Sep 4, 2025 | Class A Common Stock | 9,026 | 0 | D |
| Option (Right to Buy)F2,F6 | $89.47 | Feb 6, 2019 | M | 9,594 | D | Jan 1, 2018 | Sep 6, 2016 | Class A Common Stock | 9,594 | 9,595 | D |
| Option (Right to Buy)F3,F6 | $107.95 | Feb 6, 2019 | M | 8,587 | D | Jan 1, 2019 | Sep 5, 2027 | Class A Common Stock | 8,587 | 17,176 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 9,025 shares exercisable from and after January 1, 2017; 9,026 shares exercisable from and after January 1, 2018; and 9,026 shares exercisable from and after January 1, 2019.
- F2Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 9,594 shares exercisable from and after January 1, 2018; 9,595 shares exercisable from and after January 1, 2019; and 5,947 shares exercisable from and after January 1, 2020.
- F3Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 8,587 shares exercisable from and after January 1, 2019; 8,588 shares exercisable from and after January 1, 2020; and 8,588 shares exercisable from and after January 1, 2021.
- F4The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F5Sales prices range from $151.43 to $151.59 per share, inclusive.
- F6Not applicable.