SEC Form 4 · accession 0001001250-19-000010
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hudis Jane Hertzmark
Officer — Group President
Period of report
Feb 6, 2019
Accepted (ET)
Feb 7, 2019 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 6, 2019 | M | 22,666 | $77.35 | A | 78,642 | D | |
| Class A Common StockF2,F3 | Feb 6, 2019 | S | 7,000 | $147.37 | D | 71,642 | D | |
| Class A Common StockF2,F4 | Feb 6, 2019 | S | 12,251 | $148.59 | D | 59,391 | D | |
| Class A Common StockF2,F5 | Feb 6, 2019 | S | 10,115 | $149.44 | D | 49,276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F6,F1 | $77.35 | Feb 6, 2019 | M | 22,666 | D | — | Sep 4, 2025 | Class A Common Stock | 22,666 | 0 | D |
Explanation of responses
- F1Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,555 shares exercisable from and after January 1, 2017; 7,555 shares exercisable from and after January 1, 2018; and 7,556 shares exercisable from and after January 1, 2019.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $147.00 to $147.73 per share, inclusive.
- F4Sales prices range from $148.00 to $148.98 per share, inclusive.
- F5Sales prices range from $149.04 to $149.75 per share, inclusive.
- F6Not applicable.