SEC Form 4 · accession 0001001250-19-000008
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Polcer
Officer — EVP - Global Supply Chain
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 9:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 5, 2019 | M | 22,516 | $67.31 | A | 101,830 | D | |
| Class A Common StockF1 | Feb 5, 2019 | M | 23,717 | $76.23 | A | 125,547 | D | |
| Class A Common Stock | Feb 5, 2019 | S | 22,516 | $149.47 | D | 103,031 | D | |
| Class A Common Stock | Feb 5, 2019 | S | 23,717 | $155.00 | D | 79,314 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F1 | $67.31 | Feb 5, 2019 | M | 22,516 | D | Jan 1, 2015 | Sep 4, 2023 | Class A Common Stock | 22,516 | 0 | D |
| Option (Right to Buy)F4,F2 | $76.23 | Feb 5, 2019 | M | 23,717 | D | Jan 1, 2016 | Sep 3, 2024 | Class A Common Stock | 23,717 | 0 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,505 shares exercisable from and after January 1, 2015; 7,505 shares exercisable from and after January 1, 2016; 7,506 shares exercisable from and after January 1, 2017.
- F2Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,905 shares exercisable from and after January 1, 2016; 7,906 shares exercisable from and after January 1, 2017; 7,906 shares exercisable from and after January 1, 2018.
- F3The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.
- F4Not applicable.