SEC Form 4 · accession 0001001250-19-000007

ESTEE LAUDER COMPANIES INC · EL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec. VP, Gen. Counsel

Period of report

Feb 5, 2019

Accepted (ET)

Feb 7, 2019 · 9:32 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001001250

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Feb 5, 2019	M	22,788	$77.35	A	88,957	I	Through a revocable trust.
Class A Common Stock^F3,F4	Feb 5, 2019	S	22,788	$150.10	D	66,169	I	Through a revocable trust.
Class A Common Stock	holding	—	—		—	5,777	I	Through a grantor retained annuity trust.
Class A Common Stock	holding	—	—		—	6,697	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to Buy)^F5,F1	$77.35	Feb 5, 2019	M	22,788	D	—	Sep 4, 2025	Class A Common Stock	22,788	11,395	D

F1Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 11,394 shares exercisable from and after January 1, 2017; 11,394 shares exercisable from and after January 1, 2018; and 11,395 shares exercisable from and after January 1, 2019.
F2The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on December 6, 2018.
F3The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F4Sales prices range from $150.00 to $150.33 per share, inclusive.
F5Not applicable.