SEC Form 4 · accession 0001001250-18-000125
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Fribourg
Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 12:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 3, 2018 | M | 3,813 | $70.68 | A | 7,813 | D | |
| Class A Common Stock | Dec 3, 2018 | M | 4,374 | $71.33 | A | 12,187 | D | |
| Class A Common Stock | Dec 3, 2018 | M | 3,972 | $84.35 | A | 16,159 | D | |
| Class A Common Stock | Dec 3, 2018 | M | 1,600 | $78.36 | A | 17,759 | D | |
| Class A Common StockF1,F2 | Dec 3, 2018 | S | 13,759 | $152.54 | D | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $70.68 | Dec 3, 2018 | M | 3,813 | D | Nov 12, 2014 | Nov 12, 2023 | Class A Common Stock | 3,813 | 0 | D |
| Option (Right to Buy)F3,F4 | $71.33 | Dec 3, 2018 | M | 4,374 | D | Nov 14, 2015 | Nov 14, 2024 | Class A Common Stock | 4,374 | 0 | D |
| Option (Right to Buy)F3,F4 | $84.35 | Dec 3, 2018 | M | 3,972 | D | Nov 12, 2016 | Nov 12, 2025 | Class A Common Stock | 3,972 | 0 | D |
| Option (Right to Buy)F3,F4 | $78.36 | Dec 3, 2018 | M | 1,600 | D | Nov 11, 2017 | Nov 11, 2026 | Class A Common Stock | 1,600 | 3,097 | D |
Explanation of responses
- F1The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F2Sales prices range from $152.24 to $152.91 per share, inclusive.
- F3Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
- F4Not Applicable.