SEC Form 4 · accession 0001001250-18-000107
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sara E Moss
Officer — Exec. VP, Gen. Counsel
Period of report
Nov 7, 2018
Accepted (ET)
Nov 8, 2018 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 7, 2018 | S | 11,404 | $141.89 | D | 0 | D | |
| Class A Common StockF3 | holding | — | — | — | 5,777 | I | Through a grantor retained annuity trust. | |
| Class A Common StockF3 | holding | — | — | — | 66,169 | I | Through a revocable trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F2Sales prices range from $141.75 to $142.13 per share, inclusive.
- F3Reflects transfer (annuity payment) of 1,985 shares of Class A Common Stock from grantor retained annuity trust to revocable trust on November 7, 2018.