SEC Form 4 · accession 0001001250-18-000081
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fabrizio Freda
Officer — President and CEO · Director
Period of report
Sep 7, 2018
Accepted (ET)
Sep 10, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Sep 7, 2018 | S | 5,221 | $137.52 | D | 99,008 | D | |
| Class A Common StockF2,F4 | Sep 7, 2018 | S | 22,862 | $138.55 | D | 76,146 | D | |
| Class A Common StockF2,F5 | Sep 7, 2018 | S | 2,972 | $138.99 | D | 73,174 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on February 16, 2018.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $136.92 to $137.90 per share, inclusive.
- F4Sales prices range from $137.92 to $138.91 per share, inclusive.
- F5Sales prices range from $138.92 to $139.16 per share, inclusive.