SEC Form 4 · accession 0001001250-18-000063
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charlene Barshefsky
Director
Period of report
Aug 22, 2018
Accepted (ET)
Aug 23, 2018 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 22, 2018 | M | 10,000 | $16.81 | A | 50,005 | I | by a family trust |
| Class A Common StockF2,F3,F1 | Aug 22, 2018 | S | 1,238 | $135.90 | D | 48,767 | I | by a family trust |
| Class A Common Stock | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F5,F1 | $16.81 | Aug 22, 2018 | M | 10,000 | D | Nov 7, 2009 | Nov 7, 2018 | Class A Common Stock | 10,000 | 0 | I |
Explanation of responses
- F1Spouse of the Reporting Person is a trustee.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $135.36 to $136.03 per share, inclusive.
- F4Stock Options granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan and previously transferred to a family trust.
- F5Not applicable.