SEC Form 4 · accession 0001001250-18-000011
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sara E Moss
Officer — Exec. VP, Gen. Counsel
Period of report
Feb 16, 2018
Accepted (ET)
Feb 20, 2018 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 16, 2018 | M | 30,044 | $76.23 | A | 97,676 | I | Through a revocable trust. |
| Class A Common StockF2,F3 | Feb 16, 2018 | S | 30,044 | $140.40 | D | 67,632 | I | Through a revocable trust. |
| Class A Common Stock | holding | — | — | — | 7,762 | I | Through a grantor retained annuity trust. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F1 | $76.23 | Feb 16, 2018 | M | 30,044 | D | — | Sep 3, 2024 | Class A Common Stock | 30,044 | 0 | D |
Explanation of responses
- F1Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,014 shares exercisable from and after January 1, 2016; 10,015 shares exercisable from and after January 1, 2017; and 10,015 shares exercisable from and after January 1, 2018.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $139.99 to $140.92 per share, inclusive.
- F4Not applicable.