SEC Form 4 · accession 0001001250-18-000008
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Polcer
Officer — EVP - Global Supply Chain
Period of report
Feb 15, 2018
Accepted (ET)
Feb 15, 2018 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 15, 2018 | M | 46,644 | $49.09 | A | 116,553 | D | |
| Class A Common Stock | Feb 15, 2018 | S | 46,644 | $140.00 | D | 69,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F1 | $49.09 | Feb 15, 2018 | M | 46,644 | D | Jan 1, 2013 | Sep 1, 2021 | Class A Common Stock | 46,644 | 0 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,548 shares exercisable from and after January 1, 2013; 15,548 shares exercisable from and after January 1, 2014; 15,548 shares exercisable from and after January 1, 2015.
- F2The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on December 8, 2017.
- F3Not applicable.