SEC Form 4 · accession 0001001250-18-000004
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexandra C. Trower
Officer — EVP - Global Communications
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 5, 2018 | M | 8,242 | $76.23 | A | 22,575 | D | |
| Class A Common StockF2 | Feb 5, 2018 | M | 9,071 | $77.35 | A | 31,646 | D | |
| Class A Common StockF3 | Feb 5, 2018 | M | 8,726 | $89.47 | A | 40,372 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4,F1 | $76.23 | Feb 5, 2018 | M | 8,242 | D | Jan 1, 2016 | Sep 3, 2024 | Class A Common Stock | 8,242 | 0 | D |
| Option (right to buy)F4,F2 | $77.35 | Feb 5, 2018 | M | 9,071 | D | Jan 1, 2017 | Sep 4, 2025 | Class A Common Stock | 9,071 | 9,072 | D |
| Option (right to buy)F4,F3 | $89.47 | Feb 5, 2018 | M | 8,726 | D | Jan 1, 2018 | Sep 6, 2026 | Class A Common Stock | 8,726 | 17,452 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,242 shares exercisable from and after January 1, 2016; 8,242 shares exercisable from and after January 1, 2017; 8,242 shares exercisable from and after January 1, 2018.
- F2Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,071 shares exercisable from and after January 1, 2017; 9,071 shares exercisable from and after January 1, 2018; 9,072 shares exercisable from and after January 1, 2019.
- F3Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,726 shares exercisable from and after January 1, 2018; 8,726 shares exercisable from and after January 1, 2019; 8,726 shares exercisable from and after January 1, 2020.
- F4Not Applicable