SEC Form 4 · accession 0001001250-18-000003

ESTEE LAUDER COMPANIES INC · EL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP-Global Human Resources

Period of report

Feb 5, 2018

Accepted (ET)

Feb 5, 2018 · 3:07 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001001250

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Feb 5, 2018	M	7,583	$76.23	A	7,583	D
Class A Common Stock^F2	Feb 5, 2018	M	9,026	$77.35	A	16,609	D
Class A Common Stock^F3	Feb 5, 2018	M	9,594	$70.50	A	26,203	D
Class A Common Stock	Feb 5, 2018	S	26,203	$133.40	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to Buy)^F1,F4	$76.23	Feb 5, 2018	M	7,583	D	Jan 1, 2016	Sep 3, 2024	Class A Common Stock	7,583	0	D
Option (Right to Buy)^F2,F4	$77.35	Feb 5, 2018	M	9,026	D	Jan 1, 2017	Sep 4, 2025	Class A Common Stock	9,026	9,026	D
Option (Right to Buy)^F3,F4	$89.47	Feb 5, 2018	M	9,594	D	Jan 1, 2018	Sep 6, 2016	Class A Common Stock	9,594	19,189	D

F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,583 shares exercisable from and after January 1, 2016; 7,583 shares exercisable from and after January 1, 2017; and 7,583 shares exercisable from and after January 1, 2018.
F2Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 9,025 shares exercisable from and after January 1, 2017; 9,026 shares exercisable from and after January 1, 2018; and 9,026 shares exercisable from and after January 1, 2019.
F3Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 9,594 shares exercisable from and after January 1, 2018; 9,595 shares exercisable from and after January 1, 2019; and 5,947 shares exercisable from and after January 1, 2020.
F4Not applicable.