SEC Form 4 · accession 0001001250-18-000001
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Demsey
Officer — Group President
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 2, 2018 | M | 23,305 | $76.23 | A | 23,305 | D | |
| Class A Common StockF2 | Jan 2, 2018 | M | 27,525 | $77.35 | A | 50,830 | D | |
| Class A Common StockF3 | Jan 2, 2018 | M | 26,778 | $89.47 | A | 77,608 | D | |
| Class A Common StockF5,F6 | Jan 2, 2018 | S | 75,834 | $127.51 | D | 1,774 | D | |
| Class A Common StockF5,F7 | Jan 2, 2018 | S | 1,774 | $127.90 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F8,F1 | $76.23 | Jan 2, 2018 | M | 23,305 | D | Jan 1, 2016 | Sep 3, 2024 | Class A Common Stock | 23,305 | 0 | D |
| Option (right to buy)F8,F2 | $77.35 | Jan 2, 2018 | M | 27,525 | D | Jan 1, 2017 | Sep 4, 2025 | Class A Common Stock | 27,525 | 27,525 | D |
| Option (right to buy)F8,F3 | $89.47 | Jan 2, 2018 | M | 26,778 | D | Jan 1, 2018 | Sep 6, 2026 | Class A Common Stock | 26,778 | 53,556 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 23,304 shares exercisable from and after January 1, 2016; 23,304 shares exercisable from and after January 1, 2017; 23,305 shares exercisable from and after January 1, 2018.
- F2Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 27,524 shares exercisable from and after January 1, 2017; 27,525 shares exercisable from and after January 1, 2018; 27,525 shares exercisable from and after January 1, 2019.
- F3Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 26,778 shares exercisable from and after January 1, 2018; 26,778 shares exercisable from and after January 1, 2019; 26,778 shares exercisable from and after January 1, 2020.
- F4The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) plan entered into on February 27, 2017.
- F5The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F6Sales prices range from $126.85 to $127.84.
- F7Sales prices range from $127.85 to $128.00.
- F8Not Applicable