SEC Form 4 · accession 0001001250-17-000113
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fabrizio Freda
Officer — President and CEO · Director
Period of report
Nov 3, 2017
Accepted (ET)
Nov 6, 2017 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Nov 3, 2017 | S | 1,900 | $120.45 | D | 89,876 | D | |
| Class A Common StockF2,F4 | Nov 3, 2017 | S | 16,502 | $121.52 | D | 73,374 | D | |
| Class A Common Stock | Nov 3, 2017 | S | 100 | $121.96 | D | 73,274 | D | |
| Class A Common Stock | Nov 3, 2017 | S | 100 | $121.97 | D | 73,174 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on February 16, 2017.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $119.92 to $120.91 per share, inclusive.
- F4Sales prices range from $120.94 to $121.89 per share, inclusive.