SEC Form 4 · accession 0001001250-17-000098
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Polcer
Officer — EVP - Global Supply Chain
Period of report
Sep 22, 2017
Accepted (ET)
Sep 25, 2017 · 11:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Sep 22, 2017 | S | 2,330 | $108.01 | D | 70,309 | D | |
| Class A Common StockF2,F4 | Sep 22, 2017 | S | 400 | $108.68 | D | 69,909 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on September 8, 2017.
- F2The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $107.44 to $108.42, inclusive.
- F4Sales prices range from $108.50 to $109.01, inclusive.