SEC Form 4 · accession 0001001250-17-000087
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sara E Moss
Officer — Exec. VP, Gen. Counsel
Period of report
Sep 8, 2017
Accepted (ET)
Sep 11, 2017 · 11:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Sep 8, 2017 | S | 3,971 | $108.00 | D | 68,309 | I | Through a revocable trust. |
| Class A Common Stock | holding | — | — | — | 9,580 | I | Through a grantor retained annuity trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on August 23, 2017.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $107.81 to $108.20 per share, inclusive.