SEC Form 4 · accession 0001001250-17-000073

ESTEE LAUDER COMPANIES INC · EL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP-Global R&D

Period of report

Sep 1, 2017

Accepted (ET)

Sep 5, 2017 · 1:29 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001001250

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Sep 1, 2017	M	22,175	$67.31	A	29,206	D
Class A Common Stock^F2	Sep 1, 2017	M	16,099	$76.23	A	45,305	D
Class A Common Stock^F3,F4	Sep 1, 2017	S	38,274	$107.90	D	7,031	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to Buy)^F5,F1	$67.31	Sep 1, 2017	M	22,175	D	Jan 1, 2015	Sep 4, 2023	Class A Common Stock	22,175	0	D
Option (Right to Buy)^F5,F2	$76.23	Sep 1, 2017	M	16,099	D	Jan 1, 2016	Sep 3, 2014	Class A Common Stock	16,099	8,050	D

F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,391 shares exercisable from and after January 1, 2015; 7,392 shares exercisable from and after January 1, 2016; 7,392 shares exercisable from and after January 1, 2017.
F2Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018.
F3The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F4Sales prices range from $107.70 to $108.04, inclusive.
F5Not applicable.