SEC Form 4 · accession 0001001250-17-000070
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fabrizio Freda
Officer — President and CEO · Director
Period of report
Aug 28, 2017
Accepted (ET)
Aug 29, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Aug 28, 2017 | S | 2,700 | $105.04 | D | 83,845 | D | |
| Class A Common StockF2,F4 | Aug 28, 2017 | S | 6,527 | $105.68 | D | 77,318 | D | |
| Class A Common StockF2,F5 | Aug 28, 2017 | S | 4,144 | $105.97 | D | 73,174 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, previously entered into on February 16, 2017.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $104.49 to $105.41 per share, inclusive.
- F4Sales prices range from $105.55 to $105.80 per share, inclusive.
- F5Sales prices range from $105.81 to $106.68 per share, inclusive.