SEC Form 4 · accession 0001001250-17-000068
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Fribourg
Director
Period of report
Aug 25, 2017
Accepted (ET)
Aug 29, 2017 · 12:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 25, 2017 | M | 11,216 | $23.32 | A | 15,216 | D | |
| Class A Common Stock | Aug 25, 2017 | M | 1,500 | $35.51 | A | 16,716 | D | |
| Class A Common Stock | Aug 28, 2017 | M | 10,612 | $35.51 | A | 27,328 | D | |
| Class A Common Stock | Aug 28, 2017 | M | 4,576 | $57.53 | A | 31,904 | D | |
| Class A Common Stock | Aug 28, 2017 | M | 4,736 | $57.49 | A | 36,640 | D | |
| Class A Common StockF1,F2 | Aug 25, 2017 | S | 12,716 | $106.91 | D | 23,924 | D | |
| Class A Common StockF1,F3 | Aug 28, 2017 | S | 19,924 | $105.71 | D | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F5 | $23.32 | Aug 25, 2017 | M | 11,216 | D | Nov 13, 2010 | Nov 13, 2019 | Class A Common Stock | 11,216 | 0 | D |
| Option (Right to Buy)F4,F5 | $35.51 | Aug 25, 2017 | M | 1,500 | D | Nov 9, 2011 | Nov 9, 2020 | Class A Common Stock | 1,500 | 10,612 | D |
| Option (Right to Buy)F4,F5 | $35.51 | Aug 28, 2017 | M | 10,612 | D | Nov 9, 2011 | Nov 9, 2020 | Class A Common Stock | 10,612 | 0 | D |
| Option (Right to Buy)F4,F5 | $57.53 | Aug 28, 2017 | M | 4,576 | D | Nov 11, 2012 | Nov 11, 2021 | Class A Common Stock | 4,576 | 0 | D |
| Option (Right to Buy)F4,F5 | $57.49 | Aug 28, 2017 | M | 4,736 | D | Nov 9, 2013 | Nov 9, 2022 | Class A Common Stock | 4,736 | 0 | D |
Explanation of responses
- F1The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F2Sales prices range from $106.74 to $107.08 per share, inclusive.
- F3Sales prices range from $105.59 to $105.87 per share, inclusive.
- F4Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
- F5Not Applicable.