SEC Form 4 · accession 0001001250-17-000063
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexandra C. Trower
Officer — EVP - Global Communications
Period of report
Aug 24, 2017
Accepted (ET)
Aug 24, 2017 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 24, 2017 | M | 8,133 | $67.31 | A | 15,975 | D | |
| Class A Common StockF2 | Aug 24, 2017 | M | 8,242 | $76.23 | A | 24,217 | D | |
| Class A Common StockF3 | Aug 24, 2017 | M | 9,071 | $77.35 | A | 33,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4,F1 | $67.31 | Aug 24, 2017 | M | 8,133 | D | Jan 1, 2015 | Sep 4, 2023 | Class A Common Stock | 8,133 | 0 | D |
| Option (right to buy)F4,F2 | $76.23 | Aug 24, 2017 | M | 8,242 | D | Jan 1, 2016 | Sep 3, 2024 | Class A Common Stock | 8,242 | 8,242 | D |
| Option (right to buy)F4,F3 | $77.35 | Aug 24, 2017 | M | 9,071 | D | Jan 1, 2017 | Sep 4, 2025 | Class A Common Stock | 9,071 | 18,143 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,133 shares exercisable from and after January 1, 2015; 8,133 shares exercisable from and after January 1, 2016; 8,133 shares exercisable from and after January 1, 2017.
- F2Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,242 shares exercisable from and after January 1, 2016; 8,242 shares exercisable from and after January 1, 2017; 8,242 shares exercisable from and after January 1, 2018.
- F3Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,071 shares exercisable from and after January 1, 2017; 9,071 shares exercisable from and after January 1, 2018; 9,072 shares exercisable from and after January 1, 2019.
- F4Not Applicable