SEC Form 4 · accession 0001001250-17-000056
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael O'Hare
Officer — EVP-Global Human Resources
Period of report
Aug 21, 2017
Accepted (ET)
Aug 21, 2017 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 21, 2017 | M | 17,841 | $70.50 | A | 17,841 | D | |
| Class A Common StockF2 | Aug 21, 2017 | M | 15,166 | $76.23 | A | 33,007 | D | |
| Class A Common StockF3 | Aug 21, 2017 | M | 9,025 | $77.35 | A | 42,032 | D | |
| Class A Common Stock | Aug 21, 2017 | S | 42,023 | $105.41 | D | 9 | D | |
| Class A Common Stock | Aug 21, 2017 | S | 9 | $105.65 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F4 | $70.50 | Aug 21, 2017 | M | 17,841 | D | Jan 1, 2015 | Oct 1, 2023 | Class A Common Stock | 17,841 | 0 | D |
| Option (Right to Buy)F2,F4 | $76.23 | Aug 21, 2017 | M | 15,166 | D | Jan 1, 2016 | Sep 3, 2024 | Class A Common Stock | 15,166 | 7,583 | D |
| Option (Right to Buy)F3,F4 | $77.35 | Aug 21, 2017 | M | 9,025 | D | Jan 1, 2017 | Sep 4, 2025 | Class A Common Stock | 9,025 | 18,052 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 17,841 shares exercisable from and after January 1, 2015: 5,947 shares exercisable from and after January 1, 2015; 5,947 shares exercisable from and after January 1, 2016; and 5,947 shares exercisable from and after January 1, 2017.
- F2Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 22,749 shares exercisable from and after January 1, 2016: 7,583 shares exercisable from and after January 1, 2016; 7,583 shares exercisable from and after January 1, 2017; and 7,583 shares exercisable from and after January 1, 2018.
- F3Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 27,077 shares exercisable from and after January 1, 2017: 9,025 shares exercisable from and after January 1, 2017; 9,026 shares exercisable from and after January 1, 2018; and 9,026 shares exercisable from and after January 1, 2019.
- F4Not applicable.