SEC Form 4 · accession 0001001250-17-000055

ESTEE LAUDER COMPANIES INC · EL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec. VP, Gen. Counsel

Period of report

Aug 7, 2017

Accepted (ET)

Aug 8, 2017 · 4:37 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001001250

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Aug 7, 2017	M	14,552	$59.78	A	82,861	I	Through a revocable trust.
Class A Common Stock^F3,F4	Aug 7, 2017	S	14,552	$100.22	D	68,309	I	Through a revocable trust.
Class A Common Stock	holding	—	—		—	9,580	I	Through a grantor retained annuity trust.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to Buy)^F1,F5	$59.78	Aug 7, 2017	M	14,552	D	Jan 1, 2014	Sep 4, 2022	Class A Common Stock	14,552	0	D

F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 14,552 shares exercisable from and after January 1, 2014; 14,552 shares exercisable from and after January 1, 2015; and 14,552 shares exercisable from and after January 1, 2016.
F2The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on May 10, 2016.
F3The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F4Sales prices range from $100.00 to $100.38 per share, inclusive.
F5Not applicable.