SEC Form 4 · accession 0001001250-17-000037
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Demsey
Officer — Group President
Period of report
Jun 14, 2017
Accepted (ET)
Jun 15, 2017 · 10:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 14, 2017 | M | 27,524 | $77.35 | A | 27,524 | D | |
| Class A Common Stock | Jun 14, 2017 | S | 27,524 | $97.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2,F3,F1 | $77.35 | Jun 14, 2017 | M | 27,524 | D | Jan 1, 2017 | Sep 4, 2025 | Class A Common Stock | 27,524 | 55,050 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 27,524 shares exercisable from and after January 1, 2017; 27,525 shares exercisable from and after January 1, 2018; 27,525 shares exercisable from and after January 1, 2019.
- F2Not Applicable
- F3Including the remaining options described in the table, the Reporting Person has options to purchase at various prices 158,689 shares of Class A Common Stock, none of which are currently exercisable.