SEC Form 4 · accession 0001001250-17-000027
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Demsey
Officer — Group President
Period of report
May 10, 2017
Accepted (ET)
May 11, 2017 · 11:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 10, 2017 | M | 23,304 | $76.23 | A | 23,304 | D | |
| Class A Common Stock | May 10, 2017 | S | 23,304 | $94.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2,F3,F1 | $76.23 | May 10, 2017 | M | 23,304 | D | Jan 1, 2016 | Sep 3, 2024 | Class A Common Stock | 23,304 | 23,305 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 23,304 shares exercisable from and after January 1, 2016; 23,304 shares exercisable from and after January 1, 2017; 23,305 shares exercisable from and after January 1, 2018.
- F2Not Applicable
- F3Including the remaining options described in the table, the Reporting Person has options to purchase at various prices 186,213 shares of Class A Common Stock, 27,524 of which are currently exercisable.