SEC Form 4 · accession 0001001250-16-000255
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Parsons
Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $78.36 | Nov 11, 2016 | A | 4,697 | A | Nov 11, 2017 | Nov 11, 2026 | Class A Common Stock | 4,697 | 4,697 | D |
| Stock Units (Share Payout)F2,F3 | — | Nov 11, 2016 | A | 889 | A | — | — | Class A Common Stock | 889 | 9,709 | D |
| Stock Units (Share Payout)F2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 5,648 | 5,648 | I |
Explanation of responses
- F1Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.
- F2Each Stock Unit (Share Payout) is convertible into one share of Class A Common Stock (i.e. 1:1).
- F3The Stock Units (Share Payout) will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.