SEC Form 4 · accession 0001001250-16-000248
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Polcer
Officer — EVP - Global Supply Chain
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 11:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Nov 2, 2016 | S | 2,133 | $81.72 | D | 71,309 | D | |
| Class A Common StockF2,F4 | Nov 2, 2016 | S | 900 | $82.96 | D | 70,409 | D | |
| Class A Common StockF2,F5 | Nov 2, 2016 | S | 500 | $83.84 | D | 69,909 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on June 9, 2016.
- F2The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $81.28 to $82.25, inclusive.
- F4Sales prices range from $82.46 to $83.29, inclusive.
- F5Sales prices range from $83.59 to $84.03, inclusive.