SEC Form 4 · accession 0001001250-16-000232
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irvine O Hockaday Jr.
Director
Period of report
Sep 15, 2016
Accepted (ET)
Sep 16, 2016 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Units (Share Payout)F1,F3 | — | Sep 15, 2016 | A | 65 | A | — | — | Class A Common Stock | 65 | 18,973 | D |
| Stock Units (Cash Payout)F1,F3 | — | Sep 15, 2016 | A | 244 | A | — | — | Class A Common Stock | 244 | 71,800 | D |
Explanation of responses
- F1Not applicable.
- F2Represents reinvestment of dividend equivalents on outstanding stock units.
- F3The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.