SEC Form 4 · accession 0001001250-16-000212
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cedric Prouve
Officer — Group President, International
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 1:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 31, 2016 | M | 82,608 | $59.78 | A | 277,578 | D | |
| Class A Common StockF2,F3 | Aug 31, 2016 | S | 82,608 | $88.97 | D | 194,970 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F4,F5 | $59.78 | Aug 31, 2016 | M | 82,608 | D | Jan 1, 2014 | Sep 4, 2022 | Class A Common Stock | 82,608 | 0 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 27,536 shares exercisable from and after January 1, 2014; 27,536 shares exercisable from and after January 1, 2015 and 27,536 shares exercisable from and after January 1, 2016.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $88.77 to $89.25 per share, inclusive.
- F4Not Applicable
- F5The Reporting Person also has options to purchase at various prices 157,758 shares of Class A Common Stock, 48,341 of which are currently exercisable.