SEC Form 4 · accession 0001001250-16-000185
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl P. Haney
Officer — EVP-Global R&D
Period of report
Jun 7, 2016
Accepted (ET)
Jun 8, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 7, 2016 | M | 34,483 | $59.78 | A | 34,483 | D | |
| Class A Common Stock | Jun 7, 2016 | S | 34,483 | $93.39 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3,F1 | $59.78 | Jun 7, 2016 | M | 34,483 | D | Jan 1, 2014 | Sep 4, 2022 | Class A Common Stock | 34,483 | 0 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 11,494 shares exercisable from and after January 1, 2014; 11,494 shares exercisable from and after January 1, 2015; 11,495 shares exercisable from and after January 1, 2016.
- F2Not applicable.
- F3In addition to the options described in the table, the Reporting Person also has options to purchase at various prices 73,172 shares of Class A Common Stock, 22,832 of which are currently exercisable.