SEC Form 4 · accession 0001001250-16-000174
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mellody L Hobson
Director
Period of report
May 13, 2016
Accepted (ET)
May 16, 2016 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 13, 2016 | M | 3,500 | $20.20 | A | 9,500 | D | |
| Class A Common Stock | holding | — | — | — | 149,723 | I | By family member's trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F2,F3 | $20.20 | May 13, 2016 | M | 3,500 | D | Oct 31, 2007 | Oct 31, 2016 | Class A Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
- F2Not applicable.
- F3The Reporting Person also has options to purchase at various prices 51,471 shares of Class A Common Stock, of which 47,499 are exercisable.