SEC Form 4 · accession 0001001250-16-000137
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Leonard A Lauder
Officer — Chairman Emeritus · Director · 10% Owner
Period of report
Nov 5, 2015
Accepted (ET)
Jan 4, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Nov 5, 2015 | G | 110,000 | — | D | 1,459,838 | D | |
| Class A Common StockF2,F4 | Nov 5, 2015 | G | 110,000 | — | A | 110,000 | D | |
| Class A Common StockF2,F3 | Nov 19, 2015 | G | 10,000 | — | D | 1,449,838 | D | |
| Class A Common StockF2,F4 | Nov 19, 2015 | G | 10,000 | — | A | 120,000 | D | |
| Class A Common StockF2,F4 | Nov 24, 2015 | G | 10,000 | — | D | 110,000 | D | |
| Class A Common StockF2,F6,F7 | Nov 24, 2015 | G | 10,000 | — | A | 10,000 | I | Held by Judith Glickman Lauder. |
| Class A Common StockF2,F4 | Dec 21, 2015 | G | 110,000 | — | D | 0 | D | |
| Class A Common StockF2,F3 | Dec 21, 2015 | G | 110,000 | — | A | 1,559,838 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Leonard A. Lauder 2013 Revocable Trust ("LAL Rev Trust") transferred the shares to Leonard A. Lauder ("LAL") for no consideration.
- F2Not applicable.
- F3Directly held by LAL Rev Trust.
- F4Directly held by LAL.
- F5LAL transferred the shares to his wife, Judith Glickman Lauder ("JGL"), for no consideration.
- F6Indirectly held by LAL through JGL.
- F7LAL disclaims beneficial ownership of securities owned by JGL.
- F8LAL transferred the shares to LAL Rev Trust for no consideration.