SEC Form 4 · accession 0001001250-15-000124
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
William P Lauder
Officer — Executive Chairman · Director · 10% Owner
Gary M Lauder
10% Owner
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER
10% Owner · Other
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3,F4,F5 | Nov 30, 2015 | S | 23,540 | $85.03 | D | 537,471 | D | |
| Class A Common StockF1,F6,F3,F4,F5 | Dec 1, 2015 | S | 87,684 | $85.01 | D | 449,787 | D | |
| Class A Common StockF7 | holding | — | — | — | 11,761 | D | ||
| Class A Common StockF8 | holding | — | — | — | 10,468 | I | by children of WPL | |
| Class A Common StockF4,F5,F9 | holding | — | — | — | 24,360 | I | WPL is a trustee of the GML GRAT Remainder Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The WPL GRAT Remainder Trust undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F2Sales prices in the range from $85.00 to $85.40 per share, inclusive.
- F3Owned by WPL GRAT Remainder Trust directly. Owned by each of William P. Lauder (WPL) and Gary M. Lauder (GML), indirectly, as a trustee of the WPL GRAT Remainder Trust.
- F4WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
- F5GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
- F6Sales prices in the range from $85.00 to $85.05 per share, inclusive.
- F7Owned by WPL directly.
- F8Owned by WPL indirectly, in custody for his children.
- F9Owned by GML GRAT Remainder Trust directly. Owned by each of WPL and GML, indirectly, as a trustee of the GML GRAT Remainder Trust.